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RBS Securities
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#	Item
11	Edition 8 Markets Regulation Client Newsletter – August 2015 This is a monthly update presented by business theme to help you understand the changing regulatory landscape. Information prepared Add to Reading List Source URL: cib.rbs.com Language: English Systemic risk Royal Bank of Scotland Group Financial markets Corporate law European Market Infrastructure Regulation Commodity Futures Trading Commission Derivative DoddFrank Wall Street Reform and Consumer Protection Act Over-the-counter RBS Securities Royal Bank of Scotland Securities regulation in the United States
12	Edition 4 Markets Regulation Client Newsletter - April 2015 This is a monthly update presented by business theme to help you understand the changing regulatory landscape. Information prepared as of Add to Reading List Source URL: cib.rbs.com Language: English Economy Finance Money Systemic risk Financial markets Royal Bank of Scotland Group Financial regulation Corporate law European Market Infrastructure Regulation Over-the-counter Derivative RBS Securities
13	2015 End of Year Edition Markets Regulation Customer Newsletter – December 2015 This is a monthly update, presented by business theme to help you understand the changing regulatory landscape. Information prepared Add to Reading List Source URL: cib.rbs.com Language: English Systemic risk Royal Bank of Scotland Group Financial markets European Union directives Financial services Over-the-counter European Market Infrastructure Regulation RBS Securities Derivative Royal Bank of Scotland Markets in Financial Instruments Directive Basel III
14	CIB Markets Regulation FATCA – need to know • From 1 January, 2015, RBS CIB will ask all new clients to complete a FATCA Self Certification Form • This is to identify whether the IRS will consider the client a U Add to Reading List Source URL: cib.rbs.com Language: English International taxation Royal Bank of Scotland Group 111th United States Congress Foreign Account Tax Compliance Act Royal Bank of Scotland RBS Securities FATCA agreement between Canada and the United States Draft:Global Account Tax Compliance Acts
15	Edition 6 Markets Regulation Client Newsletter – June 2015 This is a monthly update presented by business theme to help you understand the changing regulatory landscape. Information prepared as Add to Reading List Source URL: cib.rbs.com Language: English Systemic risk Financial markets European Union directives Royal Bank of Scotland Group Stock market European Market Infrastructure Regulation Over-the-counter RBS Securities Markets in Financial Instruments Directive Derivative Royal Bank of Scotland Clearing
16	Edition 7 Markets Regulation Client Newsletter – July 2015 This is a monthly update presented by business theme to help you understand the changing regulatory landscape. Information prepared as of Add to Reading List Source URL: cib.rbs.com Language: English Economy Finance Money Royal Bank of Scotland Group Systemic risk Financial services Financial risk Mathematical finance Over-the-counter European Market Infrastructure Regulation Derivative RBS Securities
17	Company No. SC045551 THE COMPANIES ACT 2006 ________________________________________________________________________ A PUBLIC COMPANY LIMITED BY SHARES ____________________________________________________________________ Add to Reading List Source URL: www.rbs.com Language: English Economics Finance Corporate finance Dividends Preferred stock Dividend Public limited company Capital surplus Special dividend Financial economics Equity securities Stock market
18	13‐3289 IBEW Local Union v. Royal Bank of Scotland (Argued: Add to Reading List Source URL: assets.law360news.com Language: English - Date: 2015-04-15 10:25:03 ABN AMRO The Royal Bank of Scotland Group Financial services RBS Securities Private Securities Litigation Reform Act Class action Fred Goodwin Royal Bank of Scotland Group Economy of the United Kingdom Investment
19	Equity \| Australia \| Materials 23 February 2011 Produced by: RBS Equities (Australia) Limited Add to Reading List Source URL: www.omholdingsltd.com Language: English - Date: 2011-03-02 23:59:00 Finance United States securities law Financial services RBS Securities Securities market Investment banking Securities Exchange Act Collective investment scheme Financial economics Investment Royal Bank of Scotland Group
20	For personal use only RBS Morgans Conference 16 September[removed]Presenter: Kevin Pallas, COO Add to Reading List Source URL: www.engenco.com.au Language: English - Date: 2014-12-11 20:50:06 Securities Act Economy of Australia Financial regulation Economy of Oceania United States securities law Australian Securities Exchange Economy of New South Wales

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